The secondary market is a regulated market and buyers must abide by all state laws and procedures.
Corry Capital Advisors, LLC, (CCA or the Advisor) a Delaware limited liability company, provides investment management services to privately offered pooled investment vehicles. CCA is with the Securities and Exchange Commission (“SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended. Additional information about CCA is available on the SEC’s website at http://www.adviserinfo.sec.gov/IAPD/IAPDFirmSummary.aspx?ORG_PK=165403.
All information contained herein is for informational purposes and should not be construed as investment advice. It does not constitute an offer, solicitation or recommendation to purchase any security or investment advisory services nor shall any such security or investment advisory service be offered or sold to any person in any jurisdiction in which such offer, solicitation, recommendation, purchase or sale would be unlawful under the securities laws of such jurisdiction.
Copyright © 2006 – 2017 Corry Capital Advisors, LLC. All rights reserved.
This web site and the information contained therein (the “CCA” website) is provided by Corry Capital Advisors, LLC and is intended to provide general information on a particular subject or subjects and is not an exhaustive treatment of such subjects. Accordingly, the CCA Website is not intended to constitute legal, business, technical, consulting, or other professional advice or services. Before making any decision or taking any action that might affect your finances, you should consult a qualified professional advisor.
THE CCA WEBSITE IS PROVIDED AS IS, AND CORRY CAPITAL ADVISORS MAKES NO EXPRESS OR IMPLIED REPRESENTATIONS OR WARRANTIES REGARDING THE CCA WEBSITE. WITHOUT LIMITING THE FOREGOING, CORRY CAPITAL ADVISORS DOES NOT WARRANT THAT THE CCA WEBSITE WILL BE ERROR-FREE OR WILL MEET ANY PARTICULAR CRITERIA OF PERFORMANCE OR QUALITY. CORRY CAPITAL ADVISORS EXPRESSLY DISCLAIMS ALL IMPLIED WARRANTIES, INCLUDING, WITHOUT LIMITATION, WARRANTIES OF MERCHANTABILITY, TITLE, FITNESS FOR A PARTICULAR PURPOSE, NON-INFRINGEMENT, COMPATIBILITY, SECURITY, AND ACCURACY. YOUR USE OF THE CCA WEBSITE IS AT YOUR OWN RISK AND YOU ASSUME FULL RESPONSIBILITY AND RISK OF LOSS RESULTING FROM THE USE OF THEREOF. CORRY CAPITAL ADVISORS WILL NOT BE LIABLE FOR ANY SPECIAL, INDIRECT, INCIDENTAL, CONSEQUENTIAL OR PUNITIVE DAMAGES OR ANY OTHER DAMAGES WHATSOEVER, WHETHER IN AN ACTION OF CONTRACT, STATUTE, TORT (INCLUDING, WITHOUT LIMITATION, NEGLIGENCE) OR OTHERWISE, RELATING TO THE USE OF THE CCA WEBSITE.
If any of the foregoing is not fully enforceable for any reason, the remainder shall nonetheless continue to apply.
At Corry Capital Advisors, LLC, (“Corry”) we are committed to maintaining your right to privacy, and protecting the information we receive as part of our relationship with you is of primary importance to us. Maintaining the trust and confidence of our clients is of paramount importance. As a Registered Investment Advisor, Corry must comply with SEC Regulation S-P (or other applicable regulations), which requires Registered Investment Advisors to adopt policies and procedures to protect the “nonpublic personal information” of natural person consumers and customers and to disclose to such persons the policies for protecting that information.
During the course of our business relationship, Corry may collect nonpublic personal information such as date of birth, SSN, bank account information and account activity. This information is normally given to us at the time you establish the relationship. We may continue to collect non-public information from you while we provide consulting services. Corry may also collect information you give orally or based upon your transactions. We limit the use of your information to what is necessary to perform the following: fulfill legal and regulatory requirements; provide you with superior service; and process transactions in your account.
We do not share information with affiliates or nonaffiliated third parties for marketing purposes or sell personal information about current or former clients. Corry may share nonpublic personal information with our affiliates and nonaffiliated third parties as necessary to provide investment advisory services or as otherwise permitted by law. This includes nonpublic information described above. We may share information in response to court orders or as required by law.
The types of third parties with whom we share information include institutions utilized by Corry in the normal course of providing investment advisory services. These include institutions such as transfer agents, custodians and other service provides that may be utilized to facilitate the management of your account(s). Corry protects this shared information with strict confidentiality agreements that require that the service providers keep the information strictly confidential and use it only for its intended purpose.
Corry does not disclose nonpublic personal information with respect to persons who are no longer investors.
Corry does not sell or distribute nonpublic information to any third party non-affiliates. If, in the future, our business would direct us to do so, you will be notified and given the opportunity to opt out of having this information shared. Confidentiality and Security Internally, Corry will safeguard your nonpublic personal information by restricting access to only those employees who need to know to provide products or services to you and who need the information to service your account. In addition, we will maintain physical, electronic, and procedural safeguards to guard your nonpublic personal information.
Certain states (California, Massachusetts and Nevada) have implemented additional regulatory requirements for the protection of information as it pertains to residents of their state. On a periodic basis, the CCO will conduct a review of accounts to determine if any are subject to these state regulations.